PLAN SPONSOR GUIDE: FIDUCIARY AUDIT FILE CHECKLIST

Posted on by Jerome.Pfeffer

Is your 401(k) plan documentation file ready for an audit?

As a retirement plan sponsor, a fiduciary audit file checklist will help you to compile documents to keep your fiduciary audit file up-to-date and assist with periodic reviews of your plan.

These documents should be readily at hand in the event that a DOL auditor shows up. This becomes easier if the advisor maintains an online filing cabinet for these and other plan documents that are also accessible to the plan sponsor. 

Download the Guide >>